Historical Failure Analysis Case Study 1, The Confederate States of America; Part 2: Similar Cases

The interest in Part 1 of this series was gratifying, thank you. Hope you stay with me until the end…and there shall be an end.

And before I go any further, a happy Thanksgiving to one and all.

Similar cases to the Confederacy may be tricky. Failure analysis in engineering can look at thousands of similar designs and patterns. Historians have a somewhat more limited selection. 

What kind of similarity are we looking for?

Conditions; social structure; time frame; circumstances of creation. Engineers have it easy in this regard. Thus, I’ll define the Confederacy as:

  1. Mid-19th Century time frame
  2. Agrarian-industrial political economy 
  3. Split from a federal constitutional republic to form a confederacy of states
  4. A class and race divided social system.

I think we can forget about an exact match. While 2. is common, 3. is not: Slavery wasn’t unique to the US in the mid-19th century, but it was unique as a reason for dividing the country. But 4. is common.

Strict adherence to my list is problematic…

The Confederate States of America was an offshoot of Tocqueville’s “Great Experiment” in representative government. Their founders replicated most of the institutions of the Union that they separated from and made significant but minute changes to their Constitution. The biggest difference between the Union and the Confederacy was the greater state autonomy in the Confederacy…and no Supreme Court. This is ironic because the Dred Scott decision gave the slaveholders most of what they wanted: the freedom to take their slaves anywhere and relief from the idea of “free blacks” in their boundaries. Let’s look for cases where a government failed to represent who they claimed to represent, and in so doing, lost the capability to succeed.

France in the period 1794-1815 strikes me as a possibility.

Think about it. Start with a revolution, get rid of the aristocrats, carry “liberty, equality, brotherhood” around Europe for nearly a decade…then a Corsican artilleryman places the crown of empire on his head in Notre Dame, announcing that he’s the emperor of the French…who strangled their aristocrats with the guts of priests. So, who did the French Revolution, the Terror, and the Directory represent? The French people? They put a Bourbon king back on the throne after Napoleon lost…twice. So, let’s say, provisionally, that France may be similar, without the overtones of separation from another body.

How about Russia before 1917?

Hard to nail that one down because the Romanovs had a hard time being popular. They were autocrats, indeed. But after the revolution, so much changed in Russia, it’s hard to divine just who the succeeding governments represented. Was Lenin’s government more popular than Stalin’s? It was so brief it’s impossible to know. Stalin did a better job of convincing the Russians that they were better off…better Red than dead, essentially.

The living will envy the dead.

Attributed to Nikita Khrushchev

How’s that for irony.

Neither France nor Russia is a good case to follow.

In neither case was there a “government of the people,” even in a literary sense. Both governments were dominated by their monarchs, who ruled with absolute authority if the mobs liked it or not.

How about 19th Century Japan?

Though similar–especially the agricultural economy and the strict class system–but they didn’t split off from another country, and Japanese democracy didn’t appear until after 1945 in any recognizable form. But fail to represent the people it did…even if it didn’t try that hard. And it failed utterly to defend itself.

Now, hold onto your hats because I’m going to suggest Weimar Germany.

The Weimar Constitution provided for a representative government after the collapse of the Hohenzollern monarchy. It enjoyed a brief period of calm and prosperity as long as the European-American economy was healthy…and economically, the Confederacy was OK for a short time–months, not years. Then came the global depression, and with that came the chaos of inflation…and an influential speaker who told the mobs precisely what they wanted to hear. But even before the National Socialists took power in 1933, Paul Von Hindenburg was ruling by decree. The pre-1933 German government stopped representing Germany and was died with a whimper, not a bang. So, Weimar, sort of. But its failure mode was far different.

The Confederate States of America was a unique case.

A case that had no real equivalence anywhere at any time. Its failure to represent and protect the people it purported to represent was like several others, but it was a unique failed constitutional confederacy, not a dictatorship like late Weimar Germany, an absolute monarchy like France or Russia, or a military dictatorship masquerading as a constitutional republic like pre-1945 Japan.

Oops!

If there’s only a few similar cases…is this step in our model good to have? With only a single case study so far, it may be too soon to tell. However, we are tempted to think of our model as a guideline, not a rule. But there goes intellectual rigor. So…we wait for more case studies.

If you have to make too many exceptions to your model, maybe the model was wrong

Desmond Morris

A lot of truth to that. Let’s keep working on our model. Next time, we identify the similarities…but didn’t we just do that? Let’s work on that.

Sergeant’s Business and Other Stories

Some of you know that I also write fiction…and some wags think my non-fiction is…never mind. Sergeant’s Business and Other Stories is a collection of short stories I’ve written over the years; most more than 20 years ago. At any rate, I’m publishing a second edition in paper and e-book in a few weeks. They’re mostly historical and military-related, some based on personal experience, most not. It will be announced before the end of the year, certainly in this space. Look out for it when it comes.

Historical Failure Analysis Case Study 1: The Confederate States of America

Delay may give clearer light as to what is best to be done.

Aaron Burr

Sorry for the delay between entries, but the press of life is such that…well, OK, I wasn’t quite ready to continue.

Step 1: Determine when, where and how the failure occurred.

The seceded states clearly failed in their struggle to achieve separation from the Union in the war that lasted from 1861 to 1865. Most scholars and other commentators have suggested that it was because of several factors. Beringer, Hattaway, Jones, and Still, in their Why The South Lost the Civil War (1986) considered the popular notions as to the seceded states’ failure to achieve independence. They concluded that The South failed with something they called “civil religion,” or a united ideological basis for the conflict. 

Unfortunately, in this scholar’s view, that didn’t go far enough, because there are three entities–not just the seceded states–to be considered. . There were:

  • The seceded states popularly called The South
  • The slave states that included four states that did NOT secede–Missouri, Kentucky, Maryland and Delaware (yes, Delaware), and the District of Columbia.
  • The Confederate States of America, or Southern Confederacy, which was a government entity formed in 1861.

For the purposes of this analysis, I’ll stick with these rough definitions.

All three are interrelated, and all three failed

Most commentators stop at the southern states, or The South, which is an understood entity all on its own. Perhaps understood by most after the war, but there were parts of other un-seceded states that considered themselves moderately southern in outlook. These included Illinois, Indiana, and Ohio, and they also contributed recruits to Confederate armies.

Which brings us to the slaveholding states. Slavery along the borders roughly defined by the Mason-Dixon Line was a contentious issue divided more than just neighbors. Slavery in America was, in part, economical, in part philosophical, and in part political. Both sides of the argument had what they thought were perfectly valid reasons for their positions. Slaveholding states like Missouri, Kentucky, and Maryland contributed units to both sides during the conflict. Delaware only sent troops to the Union. Little DC’s several 60-day battalions and militia cavalry companies maneuvered with the Union armies.

This brings us to the Confederate States of America, a government entity based first in Montgomery, Alabama, then Richmond, Virginia. The Confederacy was formed by the seceded states, and tried to include the non-seceded slave states–except Delaware. It considered DC to be slave-supporting in sympathy. It lost that struggle when Lincoln signed legislation freeing DC’s slaves in April 1862.

Failed…at What?

What were these three entities trying to do? What was the conflict about? All three entities said they wanted political and economic independence from the Union so that they could maintain humans as chattels and treat them as little better than animals. They also presumed that, as an independent political entity, they could take their property anywhere they wanted, including into the trans-Mississippi west. OK…but what about the war?

Lincoln’s election in 1860 caused fear in the slave states that their rights to keep and expand their policies would be curtailed in a Northern-dominated government. No matter what Lincoln, his supporters, or even neutral parties–there were a few–said about Lincoln’s burning desire to maintain the Union above all else, this is what slavery’s supporters feared.

The Supreme Court’s 1857 Dred Scott vs. Sanford decision declared slavery legal no matter where the slave-owner wanted to take his property. It also denied citizenship to slaves for all time, effectively abolishing manumission–the act of freeing a slave–by denying them citizenship. The South believed that Lincoln would try to overturn Dred Scott. Starting in December 1860, before the electors voted, South Carolina began the stampede of secession.

There was also the stampede of southern militias grabbing Federal arsenals throughout the seceded states, but there was no shooting even after the Confederate government was formed in February 1861, until it started in South Carolina that April.

Slavery began secession

The seceded states contended that the ground upon which Ft. Sumter was built belonged to South Carolina, claiming that South Carolina’s secession meant that the fort would revert to state ownership, The Federal troops that occupied it were trespassing. They called the legal theory reversion .

But that little island didn’t actually exist before the US Army Corps of Engineers built it. Unfortunately, South Carolina started shooting, so that legal theory wasn’t tested in any court.

The shooting at Sumter triggered Lincoln’s militia call. That triggered the secession of the upper South–Tennessee, North Carolina, and Virginia–and we know what happened after that.

The war that followed the firing on Ft. Sumter was triggered by a legal theory that had never been tested.

It has long been argued that the conflict was fought for the seceded states’ independence. Well, that’s OK, until we note that three un-seceded states were considered part of the Confederacy–Missouri, Kentucky, and Maryland. More than that, the Confederacy also claimed New Mexico and Arizona territories. And there was Oregon, that supposedly expressed sympathy for the Southern cause. Finally, there were attempts to drag California into the Confederate orbit.

Neither California nor Oregon nor Arizona nor New Mexico contained a single slave. Missouri, Kentucky, and Maryland all rejected secession. Furthermore, every state but South Carolina formed Union regiments.

So…what exactly did the losing faction/side/political entity lose at? The violent war that ended in 1865, yes…but with such a coarse definition of who was on which side and when…what did who lose? All three entities failed to achieve meaningful and lasting political and economic independence from the United States. If all three entities failed in what they set out to do, didn’t the Confederate States of America fail its constituents? So that Berenger and company may have been at least partly right…

Step 1: The failure of the Confederate States of America was that, given the widespread support for the Union within its claimed borders, they failed represent, really and truly, the will of a majority of the people within its ill-defined borders.

Think about that until next time, when we talk about similar cases.

The Safe Tree: Friendship Triumphs

The Safe Tree

It’s on its way…slowly. Ran into some structural snags, some things failed to mesh with the rest of the Trilogy…but it’s getting there. Hoping by the end of the year.